SEC Form 4 · accession 0001127602-16-057482
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael G Morris
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 1:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | A | 3,408 | $0.00 | A | 9,695 | D | |
| Common StockF2 | Jul 1, 2016 | D | 3,408 | $0.00 | D | 6,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock DspF3,F4,F5 | — | Jul 1, 2016 | A | 3,408 | A | — | — | Common Stock | 3,408 | 7,332 | I |
Explanation of responses
- F1Reporting person acquired stock for Director Retainer.
- F2The Reporting Person deferred receipt of 3407.8517 shares of common stock into his director savings plan account
- F3Converts to Common Stock on a 1-for-1 basis.
- F4Payable upon termination of service or occurence of other events as specified in the Directors' Savings Plan, subject to any holding periods required by law.
- F5Expiration date not applicable.