SEC Form 4 · accession 0001127602-16-044704
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy G. Buckley
Officer — Chief Development Officer
Period of report
Mar 2, 2016
Accepted (ET)
Mar 3, 2016 · 12:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2016 | M | 23,200 | $25.64 | A | 55,349 | D | |
| Common Stock | Mar 2, 2016 | S | 21,100 | $29.4106 | D | 34,249 | D | |
| Common Stock | holding | — | — | — | 702 | I | Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $25.64 | Mar 2, 2016 | M | 23,200 | D | — | Feb 27, 2017 | Common Stock | 23,200 | 0 | D |
Explanation of responses
- F1Exercisable in 3 installments beginning February 27, 2008