SEC Form 4 · accession 0001127602-16-042984
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Mark Fiedorek
Officer — President SET West
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2016 | M | 8,500 | $0.00 | A | 97,023 | D | |
| Common StockF1 | Feb 19, 2016 | F | 2,325 | $28.63 | D | 94,698 | D | |
| Common Stock | holding | — | — | — | 4,000 | I | By Son | |
| Common Stock | holding | — | — | — | 36,791 | I | Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LTIP Phantom Stock Grant Feb 2013F2,F3 | — | Feb 19, 2016 | M | 8,500 | D | Feb 19, 2016 | Feb 19, 2016 | Common Stock | 8,500 | 0 | D |
Explanation of responses
- F1Includes shares acquired pursuant to dividend reinvestment program.
- F2Converts to Common Stock on a 1-for-1 basis.
- F3Grant cliff vests 3 years from date of Grant.