SEC Form 4 · accession 0001127602-16-042906
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen C Capps
Officer — Vice President and Controller
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2016 | M | 3,100 | — | A | 4,325 | D | |
| Common Stock | Feb 19, 2016 | F | 848 | $28.63 | D | 3,477 | D | |
| Common Stock | holding | — | — | — | 12,585 | I | Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LTIP Phantom Stock Grant Feb 2013F1,F2 | — | Feb 19, 2016 | M | 3,100 | D | Feb 19, 2016 | Feb 19, 2016 | Common Stock | 3,100 | 0 | D |
Explanation of responses
- F1Converts to Common Stock on a 1-for-1 basis.
- F2Grant cliff vests 3 years from date of Grant.