SEC Form 4 · accession 0001127602-16-042902
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas P. Bloom
Officer — President Canadian LNG
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 19, 2016 | M | 8,600 | — | A | 81,166 | D | |
| Common Stock | Feb 19, 2016 | F | 4,103 | $28.63 | D | 77,063 | D | |
| Common StockF2 | holding | — | — | — | 5,373 | I | By Trustee | |
| Common StockF3,F4 | holding | — | — | — | 3,573 | I | By Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LTIP Phantom Stock Grant Feb 2013F1,F5 | — | Feb 19, 2016 | M | 8,600 | D | Feb 19, 2016 | Feb 19, 2016 | Common Stock | 8,600 | 0 | D |
Explanation of responses
- F1Converts to Common Stock on a 1-for-1 basis.
- F2Shares in EPSP (Canadian Employee Savings Plan)
- F3Ancillary defined benefit plan.
- F4Ancillary defined benefit plan.
- F5Grant cliff vests 3 years from date of Grant.