SEC Form 4 · accession 0001127602-15-030811
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen C Capps
Officer — Vice President and Controller
Period of report
Nov 6, 2015
Accepted (ET)
Nov 9, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Retirement Savings Plan (RSP)F1 | Nov 6, 2015 | I | 9,381 | $27.96 | A | 12,348 | I | Retirement Savings |
| Common Stock | holding | — | — | — | 1 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The information herein is based on a Retirement Savings Plan Statement dated November 6, 2015. The balance includes shares acquired under the Retirement Savings Plan since last reported.