SEC Form 4 · accession 0001127602-15-019311
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Patrick Reddy
Officer — Chief Financial Officer
Period of report
May 29, 2015
Accepted (ET)
Jun 2, 2015 · 12:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock EspF1,F2,F3 | — | May 29, 2015 | A | 91 | A | — | — | Common Stock | 91 | 83,170 | I |
Explanation of responses
- F1Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock.
- F2Payable upon termination of employment or occurence of other events as specified in the Spectra Energy Corp Executive Savings Plan, subject to holding periods required by law.
- F3Expiration date not applicable.