SEC Form 4 · accession 0001127602-15-007969
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dorothy M Ables
Officer — Chief Administrative Officer
Period of report
Feb 21, 2015
Accepted (ET)
Feb 24, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2015 | M | 8,100 | — | A | 144,104 | D | |
| Common Stock | Feb 21, 2015 | F | 2,216 | $36.25 | D | 144,104 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LTIP Phantom Stock Grant Feb 2012F1,F2 | — | Feb 21, 2015 | M | 8,100 | D | Feb 21, 2015 | Feb 21, 2015 | Common Stock | 8,100 | 0 | D |
Explanation of responses
- F1Convert to Common Stock on a one-for-one basis.
- F2Grant cliff vests 3 years from date of Grant.