SEC Form 4 · accession 0000899243-15-000689
Spectra Energy Corp. · SE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy G. Buckley
Officer — Chief Development Officer
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 9:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 2, 2015 | M | 900 | — | A | 26,421 | D | |
| Common Stock | Jul 2, 2015 | F | 378 | $31.93 | D | 26,043 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LTIP Phantom Stock Grant July 2015F1,F2 | — | Jul 1, 2015 | A | 14,000 | A | Jul 1, 2018 | Jul 1, 2018 | Common Stock | 14,000 | 14,000 | D |
| LTIP Phantom Stock Grant July 2012F1,F2 | — | Jul 2, 2015 | M | 900 | D | Jul 2, 2015 | Jul 2, 2015 | Common Stock | 900 | 0 | D |
Explanation of responses
- F1Converts to Common Stock on a 1-for-1 basis.
- F2Grant cliff vests 3 years from date of Grant.