SEC Form 4 · accession 0000899243-16-022459
ServiceNow, Inc. · NOW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul V Barber
Director
Period of report
Jun 8, 2016
Accepted (ET)
Jun 10, 2016 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2016 | M | 1,930 | — | A | 1,930 | D | |
| Common StockF2 | holding | — | — | — | 694,291 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Jun 8, 2016 | M | 1,930 | D | — | — | Common Stock | 1,930 | 0 | D |
| Restricted Stock UnitF1,F4 | — | Jun 8, 2016 | A | 4,218 | A | — | — | Common Stock | 4,218 | 4,218 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.
- F2Represents shares of common stock held by a revocable, living trust for which Mr. Barber is a beneficiary and for which he may be deemed to control investment decisions (the "Living Trust") and by two family trusts for which Mr. Barber may be deemed to control investment decisions (collectively, the "Family Trusts"). The Family Trusts are irrevocable, and one or more beneficiaries of such trusts is an immediate family member of Mr. Barber. Mr. Barber disclaims Section 16 beneficial ownership of the shares held by the Living Trust and the Family Trusts and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares held by such trusts, except to the extent of his pecuniary interest, if any, in the shares held by such trusts by virtue of his position with such trusts.
- F3The restricted stock units vested 100% on June 8, 2016, the date of the Issuer's stockholder meeting in 2016. Shares of the Issuer's common stock were delivered to the reporting person upon vesting.
- F4The restricted stock units will vest 100% on the earlier of June 8, 2017 and the Issuer's next annual stockholder meeting. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.