SEC Form 4 · accession 0000899243-19-007541
Green Brick Partners, Inc. · GRBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Brandler
Director
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 11, 2019 | P | 6,021 | $9.21 | A | 6,021 | I | See Footnote |
| Common StockF3,F2 | Mar 12, 2019 | P | 3,979 | $9.2078 | A | 10,000 | I | See Footnote |
| Common StockF4,F2 | Mar 13, 2019 | P | 4,176 | $9.187 | A | 14,176 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.90 to $9.25, inclusive. The reporting person undertakes to provide to Green Brick Partners, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4).
- F2These securities of the Issuer are held directly by Brandler LLC. As a Manager of Brandler LLC, Harry Brandler may be deemed to exercise voting and investment power over the shares held directly by Brandler LLC. In addition, Mr. Brandler may be deemed to have a pecuniary interest in the securities of the Issuer held directly by Brandler LLC due to Mr. Brandler's membership interests in Brandler LLC. Mr. Brandler disclaims beneficial ownership of the securities directly held by Brandler LLC except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Brandler is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.08 to $9.29, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.11 to $9.26, inclusive.