SEC Form 4 · accession 0000899243-15-008520
Green Brick Partners, Inc. · GRBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R. Brickman
Officer — Chief Executive Officer · Director
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2015 | P | 7,500 | $7.0233 | A | 100,968 | I | By Roger E. Brickman GST Marital Trust |
| Common StockF1 | Nov 17, 2015 | P | 15,000 | $7.4489 | A | 15,000 | I | By Brickman Living Trust |
| Common Stock | holding | — | — | — | 1,479,506 | D | ||
| Common StockF2 | holding | — | — | — | 93,468 | I | By L. Loraine Brickman Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 17, 2015, the Roger E. Brickman GST Marital Trust (the "Marital Trust") purchased 7,500 shares of common stock of Green Brick Partners, Inc. (the "Issuer") and the Brickman Living Trust (the "Living Trust") purchased 15,000 shares of common stock of the Issuer. James R. Brickman may be deemed to indirectly beneficially own the shares of common stock of the Issuer directly held by the Marital Trust and the Living Trust by virtue of his position as a co-trustee of the Marital Trust and the trustee of the Living Trust. Mr. Brickman disclaims beneficial ownership of the shares of common stock of the Issuer directly held by the Marital Trust and the Living Trust except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Brickman is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- F2Mr. Brickman may be deemed to indirectly beneficially own the shares of common stock of the Issuer directly held by the L. Loraine Brickman Revocable Trust (the "Revocable Trust") by virtue of his position as a co-trustee of the Revocable Trust. Mr. Brickman disclaims beneficial ownership of the shares of common stock of the Issuer directly held by the Revocable Trust except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Brickman is the beneficial owner of such securities for purposes of Section 16 or any other purpose.