SEC Form 4 · accession 0001209191-15-087064
FIRST CAPITAL BANCORP, INC. · FCVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Bien Jr.
Officer — Executive Vice President
Period of report
Dec 24, 2015
Accepted (ET)
Dec 28, 2015 · 1:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373525
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| First Capital Bancorp, Inc., Common Stock | Dec 24, 2015 | M | 1,500 | $4.60 | A | 59,980 | D | |
| First Capital Bancorp, Inc. Common Stock | Dec 24, 2015 | M | 5,000 | $3.94 | A | 64,980 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| First Capital Bancorp, Inc. | $4.60 | Dec 24, 2015 | M | 1,500 | D | Nov 30, 2012 | Nov 30, 2019 | Common Stock | 1,500 | 16,250 | D |
| First Capital Bancorp, Inc. | $3.94 | Dec 24, 2015 | M | 5,000 | D | Feb 28, 2014 | Feb 28, 2021 | Common Stock | 5,000 | 11,250 | D |