SEC Form 4 · accession 0001209191-15-081421
FIRST CAPITAL BANCORP, INC. · FCVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew G. Ferguson
Officer — Executive Vice President
Period of report
Nov 17, 2015
Accepted (ET)
Nov 20, 2015 · 11:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001373525
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| First Capital Bancorp, Inc., Common Stock | Nov 17, 2015 | M | 8,500 | $3.94 | A | 19,166 | D | |
| First Capital Bancorp, Inc. Common Stock | Nov 17, 2015 | M | 2,000 | $4.85 | A | 21,166 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| First Capital Bancorp, Inc. | $3.94 | Nov 17, 2015 | M | 8,500 | D | Feb 28, 2014 | Feb 28, 2021 | Common Stock | 8,500 | 2,000 | D |
| First Capital Bancorp, Inc | $4.85 | Nov 17, 2015 | M | 2,000 | D | Jan 4, 2010 | Jan 4, 2020 | Common Stock | 2,000 | 0 | D |