SEC Form 4 · accession 0001209191-18-050733
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dylan C Smith
Officer — Chief Financial Officer · Director
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Sep 10, 2018 | S | 15,000 | $24.71 | D | 1,169,274 | D | |
| Class A Common StockF3 | holding | — | — | — | 85,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2018.
- F2This sale price represents the weighted average sale price of the shares sold ranging from $24.54 to $24.95 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee.