SEC Form 4 · accession 0001209191-18-037618
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jun 12, 2018
Accepted (ET)
Jun 13, 2018 · 8:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jun 12, 2018 | C | 1,170,740 | — | A | 1,170,740 | I | By DALP |
| Class A Common StockF3,F2 | Jun 12, 2018 | J | 1,170,740 | — | D | 0 | I | By DALP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F4 | — | Jun 12, 2018 | C | 1,170,740 | D | — | — | Class A Common Stock | 1,170,740 | 0 | I |
Explanation of responses
- F1Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Associates, L.P. (DALP).
- F2The General Partner of DALP is Draper Management Company LLC which is controlled by its sole member, Timothy C. Draper. Mr. Draper disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F3Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by DALP to its partners.
- F4Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.