SEC Form 4 · accession 0001209191-18-031235

BOX INC · BOX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

May 15, 2018

Accepted (ET)

May 17, 2018 · 8:19 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001372612

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	May 15, 2018	C	80,000	$0.00	A	80,000	I	See footnote
Class A Common Stock^F3,F1	May 15, 2018	S	56,614	$27.27	D	23,386	I	See footnote
Class A Common Stock^F4,F1	May 15, 2018	S	23,386	$27.57	D	0	I	See footnote
Class A Common Stock	holding	—	—		—	5,790	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F5	—	May 15, 2018	C	80,000	D	—	—	Class A Common Stock	80,000	658,600	I

F1The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.
F2The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2017.
F3This sale price represents the weighted average sale price of the shares sold ranging from $26.50 to $27.49 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4This sale price represents the weighted average sale price of the shares sold ranging from $27.50 to $27.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.