SEC Form 4 · accession 0001209191-18-028336
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Josh Stein
Director
Period of report
May 3, 2018
Accepted (ET)
May 7, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | May 3, 2018 | J | 201 | — | A | 184,660 | I | See footnote |
| Class A Common StockF3,F2 | May 3, 2018 | J | 17,143 | — | A | 201,803 | I | See footnote |
| Class A Common StockF4,F2 | May 3, 2018 | J | 6,505 | — | A | 208,308 | I | See footnote |
| Class A Common StockF5 | holding | — | — | — | 5,382 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.
- F2Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.
- F3Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.
- F4Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.
- F5Includes 5,382 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.