SEC Form 4 · accession 0001209191-18-024788
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M McGoff
Officer — Chief Legal Officer
Period of report
Apr 10, 2018
Accepted (ET)
Apr 12, 2018 · 8:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3,F4 | Apr 10, 2018 | A | 40,000 | $0.00 | A | 300,626 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- F225% of the RSUs will vest on March 20, 2019. The remaining RSUs will vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date.
- F3Includes 4,688 RSUs that represent contingent rights to receive 4,688 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- F4Includes 225,000 RSUs that represent contingent rights to receive 225,000 shares of the Issuer's Class A Common Stock upon settlement.