SEC Form 4 · accession 0001209191-18-020022

BOX INC · BOX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Peter M McGoff

Officer — Chief Legal Officer

Period of report

Mar 13, 2018

Accepted (ET)

Mar 15, 2018 · 8:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001372612

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F2,F3	Mar 13, 2018	C	2,079	$0.00	A	273,166	D
Class A Common Stock^F4,F2,F3	Mar 13, 2018	S	2,079	$21.131	D	271,087	D
Class A Common Stock^F2,F3	Mar 14, 2018	C	39,183	$0.00	A	310,270	D
Class A Common Stock^F5,F2,F3	Mar 14, 2018	S	39,183	$20.821	D	271,087	D
Class A Common Stock^F2,F3	Mar 15, 2018	C	18,738	$0.00	A	289,825	D
Class A Common Stock^F6,F2,F3	Mar 15, 2018	S	18,738	$20.758	D	271,087	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F7	$1.16	Mar 13, 2018	M	2,079	D	—	Apr 27, 2022	Class B Common Stock	2,079	122,921	D
Class B Common Stock^F8	—	Mar 13, 2018	M	2,079	A	—	—	Class A Common Stock	2,079	16,417	D
Class B Common Stock^F8	—	Mar 13, 2018	C	2,079	D	—	—	Class A Common Stock	2,079	14,338	D
Employee Stock Option (right to buy)^F7	$1.16	Mar 14, 2018	M	39,183	D	—	Apr 27, 2022	Class B Common Stock	39,183	83,738	D
Class B Common Stock^F8	—	Mar 14, 2018	M	39,183	A	—	—	Class A Common Stock	39,183	53,521	D
Class B Common Stock^F8	—	Mar 14, 2018	C	39,183	D	—	—	Class A Common Stock	39,183	14,338	D
Employee Stock Option (right to buy)^F7	$1.16	Mar 15, 2018	M	18,738	D	—	Apr 27, 2022	Class B Common Stock	18,738	65,000	D
Class B Common Stock^F8	—	Mar 15, 2018	M	18,738	A	—	—	Class A Common Stock	18,738	33,076	D
Class B Common Stock^F8	—	Mar 15, 2018	C	18,738	D	—	—	Class A Common Stock	18,738	14,338	D

Explanation of responses

F1Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of Reporting Person.
F2Includes 253,438 RSUs that represent contingent rights to receive 253,438 shares of the Issuer's Class A Common Stock upon settlement.
F3Includes 6,642 RSUs that represent contingent rights to receive 6,642 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4This sale price represents the weighted average sale price of the shares sold ranging from $21.10 to $21.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5This sale price represents the weighted average sale price of the shares sold ranging from $20.75 to $20.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6This sale price represents the weighted average sale price of the shares sold ranging from $20.75 to $20.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F7All of this option grant's shares became fully exercisable as of 4/23/2016
F8Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.