SEC Form 5 · accession 0001209191-18-009682
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron Levie
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jan 31, 2018
Accepted (ET)
Feb 13, 2018 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 24, 2017 | G | 3,000 | $0.00 | D | 47,000 | D | |
| Class A Common Stock | Mar 28, 2017 | G | 3,000 | $0.00 | D | 44,000 | D | |
| Class A Common Stock | Sep 1, 2017 | G | 2,500 | $0.00 | D | 41,500 | D | |
| Class A Common Stock | Jan 31, 2018 | G | 2,500 | $0.00 | D | 39,000 | D | |
| Class A Common Stock | Jan 31, 2018 | G | 4,000 | $0.00 | D | 35,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 2,565,372 | 2,565,372 | D |
Explanation of responses
- F1Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.