SEC Form 4 · accession 0001209191-18-002467
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dana L Evan
Director
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 3, 2018 | C | 1,733 | — | A | 21,399 | D | |
| Class A Common StockF2 | Jan 3, 2018 | S | 7,500 | $21.652 | D | 13,899 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | Jan 3, 2018 | C | 1,733 | D | — | — | Class A Common Stock | 1,733 | 128,153 | D |
Explanation of responses
- F1At the Reporting Person's instruction, shares of Class B Common Stock were converted into Class A Common Stock.
- F2This sale price represents the weighted average sale price of the shares sold ranging from $21.56 to $21.68 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.