SEC Form 4 · accession 0001209191-17-064570
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M McGoff
Officer — SVP, Gen. Counsel & Secretary
Period of report
Dec 5, 2017
Accepted (ET)
Dec 7, 2017 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 5, 2017 | C | 70,000 | $0.00 | A | 348,748 | D | |
| Class A Common StockF1,F2,F3 | Dec 5, 2017 | S | 70,000 | $20.30 | D | 278,748 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | Dec 5, 2017 | C | 70,000 | D | — | — | Class A Common Stock | 70,000 | 13,405 | D |
Explanation of responses
- F1This sale price represents the weighted average sale price of the shares sold ranging from $20.06 to $20.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F2Includes 8,595 RSUs that represent contingent rights to receive 8,595 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- F3Includes 264,376 RSUs that represent contingent rights to receive 264,376 shares of the Issuer's Class A Common Stock upon settlement.
- F4Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.