SEC Form 4 · accession 0001209191-17-057204

BOX INC · BOX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 13, 2017

Accepted (ET)

Oct 17, 2017 · 6:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001372612

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Oct 13, 2017	C	20,000	$0.00	A	20,000	I	See footnote
Class A Common Stock^F1	Oct 13, 2017	S	20,000	$20.00	D	0	I	See footnote
Class A Common Stock^F1	Oct 16, 2017	C	30,000	$0.00	A	30,000	I	See footnote
Class A Common Stock^F3,F1	Oct 16, 2017	S	30,000	$19.922	D	0	I	See footnote
Class A Common Stock	holding	—	—		—	5,790	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4,F1	—	Oct 13, 2017	C	20,000	D	—	—	Class A Common Stock	20,000	1,048,600	I
Class B Common Stock^F1,F4	—	Oct 16, 2017	C	30,000	D	—	—	Class A Common Stock	30,000	1,018,600	I

F1The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.
F2The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2016.
F3This sale price represents the weighted average sale price of the shares sold ranging from $19.68 to $20.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.