SEC Form 4 · accession 0001209191-17-057203
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Josh Stein
Director
Period of report
Oct 13, 2017
Accepted (ET)
Oct 17, 2017 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 10, 2017 | G | 25,000 | $0.00 | D | 134,752 | I | See footnote |
| Class A Common StockF2,F1 | Oct 13, 2017 | J | 201 | — | A | 134,953 | I | See footnote |
| Class A Common StockF3,F1 | Oct 13, 2017 | J | 17,668 | — | A | 152,621 | I | See footnote |
| Class A Common StockF4,F5,F1 | Oct 13, 2017 | J | 6,799 | — | A | 159,841 | I | See footnote |
| Class A Common StockF6,F7 | holding | — | — | — | 5,382 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.
- F2Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.
- F3Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.
- F4Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.
- F5Reflects 421 shares of Class A Common Stock of the Issuer received by virtue of a pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Management Company, LLC. ("Management VIII").
- F6Includes 5,382 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- F7Reflects the transfer of shares to Management VIII, as mandated by Draper Fisher Jurvetson policy. The transfer did not represent a discretionary trade by the Reporting Person.