SEC Form 4 · accession 0001209191-17-052886
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M McGoff
Officer — SVP, Gen. Counsel & Secretary
Period of report
Sep 12, 2017
Accepted (ET)
Sep 14, 2017 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 12, 2017 | C | 80,000 | $0.00 | A | 286,135 | D | |
| Class A Common StockF1,F2,F3 | Sep 12, 2017 | S | 80,000 | $18.515 | D | 206,135 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | Sep 12, 2017 | C | 80,000 | D | — | — | Class A Common Stock | 80,000 | 82,472 | D |
Explanation of responses
- F1This sale price represents the weighted average sale price of the shares sold ranging from $18.40 to $18.715 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F2Includes 10,548 RSUs that represent contingent rights to receive 10,548 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- F3Includes 190,314 RSUs that represent contingent rights to receive 190,314 shares of the Issuer's Class A Common Stock upon settlement.
- F4Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.