SEC Form 4 · accession 0001209191-17-046532
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Levin
Officer — President and COO · Director
Period of report
Jul 27, 2017
Accepted (ET)
Jul 28, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 27, 2017 | C | 50,000 | $0.00 | A | 50,000 | I | See footnote |
| Class A Common StockF1 | Jul 27, 2017 | S | 50,000 | $20.00 | D | 0 | I | See footnote |
| Class A Common Stock | holding | — | — | — | 3,752 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F1 | — | Jul 27, 2017 | C | 50,000 | D | — | — | Class A Common Stock | 50,000 | 1,108,600 | I |
Explanation of responses
- F1The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.
- F2The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2016.
- F3Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.