SEC Form 4 · accession 0001209191-17-021380

BOX INC · BOX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 15, 2017

Accepted (ET)

Mar 17, 2017 · 4:23 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001372612

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Mar 15, 2017	J	201	—	A	72,963	I	See footnote
Class A Common Stock^F3,F2	Mar 16, 2017	J	18,029	—	A	90,992	I	See footnote
Class A Common Stock^F4,F5,F2	Mar 16, 2017	J	303	—	A	91,580	I	See footnote
Class A Common Stock^F6,F7	holding	—	—		—	8,517	D

No Table II lines on this filing.

F1Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.
F2Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.
F3Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.
F4Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.
F5Reflects 285 shares of Class A Common Stock of the Issuer received by virtue of a pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Management Company, LLC. ("Management VIII").
F6Reflects the transfer of shares to Management VIII, as mandated by Draper Fisher Jurvetson policy. The transfer did not represent a discretionary trade by the Reporting Person.
F7Includes 8,517 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.