SEC Form 4 · accession 0001209191-16-153754
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Josh Stein
Director
Period of report
Dec 2, 2016
Accepted (ET)
Dec 6, 2016 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 2, 2016 | J | 402 | — | A | 46,115 | I | See footnote |
| Class A Common StockF3,F2 | Dec 5, 2016 | J | 17,781 | — | A | 63,896 | I | See footnote |
| Class A Common StockF4,F2 | Dec 5, 2016 | J | 8,866 | — | A | 72,762 | I | See footnote |
| Class A Common StockF5 | holding | — | — | — | 14,284 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Partners IX, LLC.
- F2Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.
- F3Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P.
- F4Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Draper Fisher Jurvetson Fund IX Partners, L.P.
- F5Includes 8,517 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.