SEC Form 4 · accession 0001209191-16-127473

BOX INC · BOX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & COO · Director

Period of report

Jun 9, 2016

Accepted (ET)

Jun 13, 2016 · 8:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001372612

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Jun 9, 2016	C	83,011	$0.00	A	83,011	I	See footnote
Class A Common Stock^F1	Jun 9, 2016	J	83,011	$0.00	D	0	I	See footnote
Class A Common Stock^F3	Jun 9, 2016	C	83,011	$0.00	A	83,011	I	See footnote
Class A Common Stock^F3	Jun 9, 2016	J	83,011	$0.00	D	0	I	See footnote
Class A Common Stock^F5	holding	—	—		—	3,079	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6,F1	—	Jun 9, 2016	C	83,011	D	—	—	Class A Common Stock	83,011	0	I
Class B Common Stock^F6,F3	—	Jun 9, 2016	C	83,011	D	—	—	Class A Common Stock	83,011	0	I
Class B Common Stock^F6,F7,F8	—	holding	—	—	—	—	—	Class A Common Stock	1,388,600	1,388,600	I

F1The shares are held of record by the Daniel Levin GRAT dated 12/10/13 ("Levin GRAT"), for which the Reporting Person serves as trustee.
F2Shares of Class A Common Stock were distributed pursuant to the terms of, and in connection with, the termination of the Levin GRAT.
F3The shares are held of record by the Naomi J. Andrews GRAT dated 12/10/13 ("Andrews GRAT"), for which the Reporting Person's spouse serves as trustee.
F4Shares of Class A Common Stock were distributed pursuant to the terms of, and in connection with, the termination of the Andrews GRAT.
F5These shares were acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
F6Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F7This amount reflects the transfer of 51,173 shares of Class B Common Stock from the Levin GRAT and 51,173 shares of Class B Common Stock from the Andrews GRAT to Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust dated 9/18/99 ("Levin/Andrews Family Trust") as an annuity payment.
F8The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.