SEC Form 4 · accession 0001209191-16-123808
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Levin
Officer — President & COO · Director
Period of report
May 24, 2016
Accepted (ET)
May 26, 2016 · 8:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $12.09 | May 24, 2016 | A | 300,000 | A | — | May 24, 2026 | Class A Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F11/4 of the shares subject to the option vest on March 20, 2017, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
- F2This option shall remain exercisable until the earlier of (a) thirty (30) months from the Reporting Person's last day as a service provider to the Issuer, or (b) the expiration date of the option.