SEC Form 4 · accession 0001209191-16-110100
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M McGoff
Officer — SVP, Gen. Counsel & Secretary
Period of report
Mar 20, 2016
Accepted (ET)
Mar 22, 2016 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Mar 20, 2016 | F | 2,207 | $12.73 | D | 23,632 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 156,534 | 156,534 | D |
Explanation of responses
- F1Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person.
- F2Includes 20,313 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- F3Includes 1,534 shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
- F4Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- F5Includes 3,262 shares of Class B Common Stock issued in connection with the net settlement of RSUs on March 20, 2016.