SEC Form 4 · accession 0001209191-15-084822
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dana L Evan
Director
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 9, 2015 | C | 30,114 | — | A | 35,881 | D | |
| Class A Common Stock | Dec 10, 2015 | G | 30,114 | $0.00 | D | 5,767 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Dec 9, 2015 | C | 30,114 | D | — | — | Class A Common Stock | 30,114 | 129,886 | D |
Explanation of responses
- F1At the Reporting Person's instruction, shares of Class B Common Stock were converted into Class A Common Stock.
- F2Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.