SEC Form 4 · accession 0001209191-15-072882
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Josh Stein
Director
Period of report
Sep 30, 2015
Accepted (ET)
Oct 1, 2015 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 30, 2015 | P | 5,000 | $12.19 | A | 30,000 | I | See footnote |
| Class A Common StockF3,F2 | Oct 1, 2015 | P | 5,000 | $11.958 | A | 35,000 | I | See footnote |
| Class A Common StockF4 | holding | — | — | — | 5,767 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is the weighted average price of the purchased shares, which ranged from $12.19 to $12.2099 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
- F2Shares are held by the Joshua and Jennifer Stein Revocable Trust for which the Reporting Person serves as trustee.
- F3This is the weighted average price of the purchased shares, which ranged from $11.955 to $11.9583 per share.
- F4Includes 5,767 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.