SEC Form 4 · accession 0001209191-15-059974
BOX INC · BOX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Paul S Madera
10% Owner
Michael B Gordon
10% Owner
George Bischof
10% Owner
Rob Ward
10% Owner
Meritech Capital Partners IV L.P.
10% Owner
Meritech Capital Affiliates IV L.P.
10% Owner
Craig Sherman
10% Owner
Period of report
Jul 7, 2015
Accepted (ET)
Jul 7, 2015 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 7, 2015 | C | 4,498,408 | $0.00 | A | 4,498,408 | I | See footnote |
| Class A Common StockF2 | Jul 7, 2015 | C | 111,089 | $0.00 | A | 111,089 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F3 | — | Jul 7, 2015 | C | 4,498,408 | D | — | — | Class A Common Stock | 4,498,408 | 0 | I |
| Class B Common StockF2,F3 | — | Jul 7, 2015 | C | 111,089 | D | — | — | Class A Common Stock | 111,089 | 0 | I |
Explanation of responses
- F1The reported securities are held of record by Meritech Capital Partners IV L.P. ("MCP IV"). Meritech Capital Associates IV L.L.C., the general partner of MCP IV, has sole voting and dispositive power with respect to the securities held by MCP IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCP IV. Such persons and entities disclaim beneficial ownership of the securities held by MCP IV except to the extent of any pecuniary interest therein.
- F2The reported securities are held of record by Meritech Capital Affiliates IV L.P. ("MCA IV"). Meritech Capital Associates IV L.L.C., the general partner of MCA IV, has sole voting and dispositive power with respect to the securities held by MCA IV. Paul S. Madera, Michael B. Gordon, Robert D. Ward, George H. Bischof and Craig Sherman, the managing members of Meritech Capital Associates IV L.L.C., share voting and dispositive power with respect to the shares held by MCA IV. Such persons and entities disclaim beneficial ownership of the securities held by MCA IV except to the extent of any pecuniary interest therein.
- F3Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.