Form4insider filings, from the source

SEC Form 4 · accession 0000950142-15-000198

BOX INC · BOX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Jan 28, 2015
Accepted (ET)
Jan 30, 2015 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372612

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Existing Class A Common StockF1,F4,F9Jan 28, 2015C7,076,139—A7,076,139ISee Footnote
Existing Class A Common StockF2,F4,F9Jan 28, 2015J7,076,139—D0ISee Footnote
Existing Class A Common StockF1,F5,F9Jan 28, 2015C18,627—A18,627ISee Footnote
Existing Class A Common StockF2,F5,F9Jan 28, 2015J18,627—D0ISee Footnote
Existing Class A Common StockF1,F6,F9Jan 28, 2015C441,949—A441,949ISee Footnote
Existing Class A Common StockF2,F6,F9Jan 28, 2015J441,949—D0ISee Footnote
Existing Class A Common StockF1,F7,F9Jan 28, 2015C82,194—A82,194ISee Footnote
Existing Class A Common StockF2,F7,F9Jan 28, 2015J82,194—D0ISee Footnote
Existing Class A Common StockF1,F8,F9Jan 28, 2015C17,651—A17,651ISee Footnote
Existing Class A Common StockF2,F8,F9Jan 28, 2015J17,651—D0ISee Footnote

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series E Preferred StockF1,F4,F9—Jan 28, 2015C7,076,139D——Existing Class A Common Stock7,076,1390I
Class B Common StockF3,F4,F9—Jan 28, 2015J7,076,139A——Class A Common Stock7,076,1397,076,139I
Series E Preferred StockF1,F5,F9—Jan 28, 2015C18,627D——Existing Class A Common Stock18,6270I
Class B Common StockF3,F5,F9—Jan 28, 2015J18,627A——Class A Common Stock18,62718,627I
Series E Preferred StockF1,F6,F9—Jan 28, 2015C441,949D——Existing Class A Common Stock441,9490I
Class B Common StockF3,F6,F9—Jan 28, 2015J441,949A——Class A Common Stock441,949441,949I
Series E Preferred StockF1,F7,F9—Jan 28, 2015C82,194D——Existing Class A Common Stock82,1940I
Class B Common StockF3,F7,F9—Jan 28, 2015J82,194A——Class A Common Stock82,19482,194I
Series E Preferred StockF1,F8,F9—Jan 28, 2015C17,651D——Existing Class A Common Stock17,6510I
Class B Common StockF3,F8,F9—Jan 28, 2015J17,651A——Class A Common Stock17,65117,651I

Explanation of responses

Remarks

Each of the reporting persons described in the notes above may be deemed to be a member of a "group" for purposes of the Securities Exchange Act of 1934. Each reporting person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the reporting person. This report shall not be deemed an admission that the reporting persons are a member of a group or the beneficial owner of any securities not directly owned by the reporting person.