SEC Form 4 · accession 0001372414-17-000020
AEROHIVE NETWORKS, INC · HIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David K. Flynn
Officer — President, CEO & Director · Director
Period of report
May 16, 2017
Accepted (ET)
May 17, 2017 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 16, 2017 | P | 40,000 | $4.297 | A | 209,236 | D | |
| Common StockF2 | holding | — | — | — | 1,345,427 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from 4.285 to $4.300. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The shares are held by David and Pamela Flynn co-ttees Flynn Living Trust dtd 07/22/99.