SEC Form 4 · accession 0001372414-16-000140
AEROHIVE NETWORKS, INC · HIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David K. Flynn
Officer — SVP Worldwide Sales
Period of report
Dec 1, 2016
Accepted (ET)
Dec 2, 2016 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 1, 2016 | F | 5,246 | $5.47 | D | 146,363 | D | |
| Common StockF3 | holding | — | — | — | 1,385,427 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In an exempt disposition to the Issuer under rule 16b-3(e), the Issuer withheld shares otherwise to be delivered to the Reporting Person in connection with the satisfaction of tax withholding obligations arising out of the vesting of previously reported restricted stock units, or RSUs.
- F2Includes 2,750 shares the Reporting Person acquired on December 1, 2016 under the Aerohive Networks 2014 Employee Stock Purchase Plan.
- F3The shares are held by David and Pamela Flynn co-ttees Flynn Living Trust dtd 07/22/99.