SEC Form 4 · accession 0000899243-15-009252
AEROHIVE NETWORKS, INC · HIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raphael Gernez
Officer — SVP Operations & Business PMO
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 1, 2015 | F | 2,585 | $6.11 | D | 68,921 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In an exempt disposition to the Issuer under rule 16b-3(e), the Issuer withheld shares otherwise to be delivered to the Reporting Person in connection with the satisfaction of tax withholding obligations arising out of the vesting of previously reported restricted stock units, or RSUs.
- F2Includes 5,000 shares acquired on December 1, 2015 under the Aerohive Networks 2014 Employee Stock Purchase Plan.