SEC Form 4 · accession 0001372375-15-000073
Millennial Media Inc. · MM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P Goodman
Director
Period of report
Oct 22, 2015
Accepted (ET)
Oct 23, 2015 · 9:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 22, 2015 | U | 504,970 | $1.75 | D | 15,625 | D | |
| Common StockF4,F5 | Oct 22, 2015 | U | 0 | $1.75 | D | 0 | I | By Funds |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 16,596 shares which were distributed to the reporting person on March 17, 2014, but were incorrectly omitted from the number reported in Item 5 of several previous reports.
- F2On October 22, 2015, 413,145 shares were tendered by NB Group, LLC and 91,825 shares were tendered by the reporting person. The reporting person is a managing member of NB Group, LLC and disclaims beneficial ownership of the securtities held by NB Group, LLC, except to the extent of his pecuniary interest therein.
- F3Represents unvested restricted stock units that were forfeited for no consideration upon the reporting person's resignation from the board of directors of the Company, effective October 23, 2015.
- F4On October 22, 2015, 4,844,548 shares were tendered by Bessemer Venture Partners VI, L.P. ("BVP VI"), 1,960,298 shares were tendered by BVP Co-Investment and 85,274 shares were tendered by Bessemer Venture Partners VI Institutional, L.P. ("BVP Institutional," and together with BVP VI and BVP Co-Investment, the "Funds"). After the October 22 tenders, the Funds owned 0 shares of Common Stock.
- F5The reporting person is one of several executive managers and a member of Deer VI & Co. LLC ("Deer VI"), the general partner of each of the Funds, and disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, if any, by virtue of his interest in Deer VI and his indirect limited partnership interest in BVP Co-Investment. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities.