SEC Form 4/A · accession 0001372375-15-000017
Millennial Media Inc. · MM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert P Goodman
Director
Period of report
Jan 1, 2015
Accepted (ET)
Mar 27, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Jan 1, 2015 | A | 62,500 | $0.00 | A | 503,999 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form 4 is being filed to correctly state the number of shares in Item 5 of Table I, which was incorrectly reported in the prior filing, submitted on January 5, 2015.
- F2The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.
- F3The restricted stock units were granted to the reporting person under the issuer's 2012 Equity Incentive Plan in connection with the issuer's non-employee director compensation policy. As a continuing director of the issuer who has been serving for at least 12 months, the reporting person was awarded a number of restricted stock units equal to $100,000 divided by $1.60, the closing price of the issuer's common stock on the date of grant. One-fourth of the shares underlying this restricted stock unit award vests quarterly starting on April 1, 2015, subject to the reporting person's service as a director on the applicable vesting date.
- F4413,145 shares are held by NB Group, LLC. The reporting person is a managing member of NB Group, LLC and disclaims beneficial ownership of the securtities held by NB Group, LLC, except to the extent of his pecuniary interest therein.