SEC Form 4 · accession 0001209191-15-049595
Ocugen, Inc. · OCGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wilmslow Estates Ltd
10% Owner
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372299
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | J | 89,441 | $0.00 | D | 1,827,666 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares transferred in this transaction were transferred pursuant to the Yayon Agreement (as defined in the Issuer's Prospectus filed with the Securities and Exchange Commission on December 3, 2014), pursuant to which the Reporting Person was obligated to transfer the number of shares of the Issuer's Common Stock described herein to Professor Avner Yayon in satisfaction of the Reporting Person's obligations under the Yayon Agreement.