SEC Form 4 · accession 0001209191-15-008299
Ocugen, Inc. · OCGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N Gill
Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 2, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372299
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $8.30 | Feb 2, 2015 | A | 13,200 | A | — | Jan 2, 2025 | Common Stock | 13,200 | 13,200 | D |
Explanation of responses
- F1Exercisable with respect to 25% of the shares after 12 months of continuous service with the Issuer, with the balance becoming exercisable in equal quarterly installments over the next 36 months of continuous service thereafter.