SEC Form 4 · accession 0000899243-18-017190
Ocugen, Inc. · OCGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Lewis
Director · 10% Owner
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372299
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.97 | Jun 15, 2018 | A | 25,000 | A | — | Jun 14, 2028 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1This option vests and becomes exercisable with respect to 8.33% of the option shares for each one-month period following June 15, 2018.