SEC Form 4 · accession 0000899243-18-010326
Ocugen, Inc. · OCGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan B. Washer
Director
Period of report
Apr 16, 2018
Accepted (ET)
Apr 18, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372299
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $2.84 | Apr 16, 2018 | A | 25,000 | A | — | Apr 15, 2028 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Exercisable with respect to 8.33% of the shares in equal quarterly installments over 36 months of continuous service following the vesting commencement date.