SEC Form 4 · accession 0000899243-15-002012
Ocugen, Inc. · OCGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Richard Kennedy
Officer — Chief Technology Officer
Period of report
Jul 29, 2015
Accepted (ET)
Jul 31, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372299
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $6.11 | Jul 29, 2015 | A | 50,000 | A | — | Jul 29, 2025 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1This option vests over four (4) years of continuous service following July 29, 2015, with twenty-five percent (25%) vesting upon completion of one (1) year of continuous service and the balance vesting in thirty-six (36) equal monthly installments thereafter.