SEC Form 4 · accession 0001580695-17-000088
Monaker Group, Inc. · MKGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Orange
Director
Period of report
Jan 26, 2017
Accepted (ET)
Feb 1, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2017 | X | 20,000 | $2.00 | A | 40,000 | D | |
| Common StockF1 | Feb 1, 2017 | X | 138,000 | $2.00 | A | 276,000 | I | Through Charcoal Investment Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantsF2 | $2.00 | Jan 26, 2017 | J | 20,000 | A | Jan 26, 2017 | Jan 25, 2020 | Commom Stock | 20,000 | 40,000 | D |
| Common Stock WarrantsF2,F1 | $2.00 | Jan 26, 2017 | J | 138,000 | A | Jan 26, 2017 | Jan 25, 2020 | Commom Stock | 138,000 | 276,000 | I |
| Common Stock Warrants | $2.00 | Jan 31, 2017 | X | 20,000 | D | Sep 8, 2016 | Sep 7, 2017 | Commom Stock | 20,000 | 20,000 | D |
| Common Stock WarrantsF1 | $2.00 | Feb 1, 2017 | X | 138,000 | D | Sep 8, 2016 | Sep 7, 2017 | Commom Stock | 138,000 | 138,000 | I |
Explanation of responses
- F1The Reporting Person owns 100% of Charcoal Investment Ltd. and is deemed to beneficially own the securities held by such entity.
- F2The warrants were granted in consideration for the agreement to exercise the 158,000 warrants exercised by the Reporting Person on January 31, 2017 and February 1, 2017, as described elsewhere in this Form 4.