SEC Form 4 · accession 0001580695-16-000824
Monaker Group, Inc. · MKGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Donald P Monaco
Director · 10% Owner
Period of report
Oct 26, 2016
Accepted (ET)
Nov 3, 2016 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 26, 2016 | X | 280,000 | $1.50 | A | 906,292 | I | See footnote |
| Common StockF2,F3 | holding | — | — | — | 705,754 | I | See footnote | |
| Common Stock | holding | — | — | — | 20 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantsF1,F2 | $1.50 | Oct 26, 2016 | X | 40,000 | D | Nov 25, 2015 | Nov 24, 2016 | Common Stock | 40,000 | 240,000 | I |
| Common Stock WarrantsF1,F2 | $1.50 | Oct 26, 2016 | X | 240,000 | D | Jan 22, 2016 | Jan 21, 2017 | Common Stock | 240,000 | 0 | I |
Explanation of responses
- F1The securities are beneficially owned by Donald P. Monaco Insurance Trust ("Trust"). Donald P. Monaco, is the trustee of the Trust. As such, Mr. Monaco is deemed to beneficially own the securities held by the Trust.
- F2Mr. Monaco disclaims beneficial ownership of all shares held by the Trust and Monaco Investment Partners II, LP ("MI Partners") in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of, or has pecuniary interest in, any such excess shares for the purposes of Section 16 of the Exchange Act or for any other purpose.
- F3Securities are beneficially owned by MI Partners. Mr. Monaco is the managing general partner of MI Partners. As such, Mr. Monaco is deemed to beneficially own the securities held by the MI Partners.