SEC Form 4 · accession 0001580695-16-000471
Monaker Group, Inc. · MKGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald P Monaco
Director · 10% Owner
Period of report
May 31, 2016
Accepted (ET)
Jun 1, 2016 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 31, 2016 | X | 60,000 | $1.50 | A | 626,292 | I | See footnote |
| Common StockF1,F2 | holding | — | — | — | 705,754 | I | See footnote | |
| Common Stock | holding | — | — | — | 20 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantsF1,F2 | $1.50 | May 31, 2016 | X | 60,000 | D | Nov 25, 2015 | Nov 24, 2016 | Common Stock | 60,000 | 280,000 | I |
Explanation of responses
- F1The securities are beneficially owned by Donald P. Monaco Insurance Trust ("Trust"). Donald P. Monaco, the "Reporting Person", is the trustee of the Trust. The 1,332,046 shares are indirectly owned by the Reporting Person as follows: (i) 626,292 shares are beneficially owned by the Trust, and (ii) 705,754 shares are beneficially owned by Monaco Investment Partners II, LP ("MI Partners"). The 280,000 derivative securities are owned by the Trust.
- F2The reporting person disclaims beneficial ownership of all shares held by the Trust and MI Partners in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of, or has pecuniary interest in, any such excess shares for the purposes of Section 16 of the Exchange Act or for any other purpose.