SEC Form 4 · accession 0001144204-15-069985
Monaker Group, Inc. · MKGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Michael Friedman
Officer — Chief Financial Officer
Period of report
Dec 3, 2015
Accepted (ET)
Dec 8, 2015 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001372183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 3, 2015 | J | 82,400 | — | A | 82,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C Preferred StockF1,F2 | — | Dec 3, 2015 | J | 26,200 | D | — | — | Common Stock | 0 | 0 | D |
| Series D Preferred StockF1,F2 | — | Dec 3, 2015 | J | 15,000 | D | — | — | Common Stock | 0 | 0 | D |
Explanation of responses
- F1The reporting person converted 26,200 shares of Series C Preferred Stock and 15,000 shares of Series D Preferred stock into 82,400 shares of common stock of Monaker Group, Inc. per the terms of an exchange agreement. The shares of Series C Preferred Stock and Series D Preferred Stock were convertible at any time.
- F2Not applicable.